WW
WW
William West
37 Years of Experience
Virginia Beach, VA
1 DisclosureBroker
William West is a registered investment advisor at Raymond James & Associates, INC., based in Virginia Beach, VA, with 37 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...
Location
300 32nd Street, Suites 102 and 520, Virginia Beach, VA, 23451
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 1997Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
June 2025 - Present · 11 mos
Raymond James & Associates, INC.Broker
June 2025 - Present · 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
May 2006 - June 2025 · 19 yrs 1 mo
Wells Fargo Advisors
May 2006 - June 2025 · 19 yrs 1 mo
Citigroup Global Markets INC.Broker
July 1993 - June 2006 · 12 yrs 11 mos
Citigroup Global Markets INC.
July 1993 - June 2006 · 12 yrs 11 mos
Lehman Brothers INC.Broker
January 1989 - July 1993 · 4 yrs 6 mos
State Registrations18 states
AKALAZCACOFLGAMDMINCNJNYOHPASCTNTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.