Thomas Pennell
Thomas Pennell is a registered investment advisor at Raymond James & Associates, INC., based in Virginia Beach, VA, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
300 32nd Street, Suites 102 and 520, Virginia Beach, VA, 23451
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 2012Customer Dispute
October 2011Other Business Activities
Thomas is a Director for the Virginia Zoological Society, a non-profit organization, since 2012. He dedicates a few hours per week to board member duties such as strategic planning and fundraising.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations14 states
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