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Monique Morris

29 Years of Experience
Pasadena, CA
Broker

Monique Morris is a registered investment advisor at Morgan Stanley, based in Pasadena, CA, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

55 South Lake Avenue Pasadena Towers - Tower II, Suite 700, Pasadena, CA, 91101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Monique is involved with a trust in Pasadena, California since November 2021. This activity requires minimal time.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
March 2001 - April 2007 · 6 yrs 1 mo
Morgan Stanley Dw INC.Broker
July 2000 - April 2007 · 6 yrs 9 mos
Painewebber IncorporatedBroker
November 1999 - July 2000 · 8 mos
Dean Witter Reynolds INC.Broker
August 1996 - June 2000 · 3 yrs 10 mos
State Registrations39 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Monique Morris - Financial Advisor | TrueAdvisor