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Donald Rosalez

Independent Wealth Network, INC.
34 Years of Experience
Flagstaff, AZ
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

Donald Rosalez is a registered investment advisor at Independent Wealth Network, INC., based in Flagstaff, AZ, with 34 years of industry experience. Donald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 1,460 clients with $520M in assets under management.

Independent Wealth Network, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
32 advisors
Number of Clients
1,460 clients
Average Client Portfolio
$355K average
Assets Under Management
$518.4M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Management fees are negotiated directly with your investment advisor representative, ranging from a minimum firm program fee of 0.10% up to a maximum of 2.50% per year based on the average daily value of eligible assets.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Preferred Wealth Management, 121 E. Birch Ave, Suite 404, Flagstaff, AZ, 86001

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History

Regulatory History (1)
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Criminal
February 1997
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Donald is a sole proprietor accountant and tax preparer at M.A.S. Financial Group, dedicating about half of his time to this activity. He also works as a registered representative marketing fixed insurance and securities through Preferred Financial Group, LLC, spending about half his time on this as well.

Employment History
Current Registrations
Independent Wealth Network, INC.
October 2017 - Present · 9 yrs
Previous Registrations
Brokers International Financial Services, LLC.Broker
October 2017 - September 2018 · 11 mos
Investment Advisors CORP
August 2016 - September 2017 · 1 yr 1 mo
Broker Dealer Financial Services CORP.Broker
January 2014 - September 2017 · 3 yrs 8 mos
H.D. Vest Investment ServicesBroker
September 2013 - February 2014 · 5 mos
Centaurus Financial, INC.Broker
October 2010 - March 2013 · 2 yrs 5 mos
Centaurus Financial, INC.Broker
January 2008 - April 2008 · 3 mos
MML Investors Services, INC.Broker
February 1989 - November 2007 · 18 yrs 9 mos
State Registrations3 states
AZNMTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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