Joel Gilley
Joel Gilley is a registered investment advisor at MML Investors Services, LLC, based in Allentown, PA, with 31 years of industry experience. Joel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
Allentown, PA
Get directionsHistory
Regulatory History (1)
Judgment / Lien
July 2021Other Business ActivitiesSells Insurance
Joel is an insurance agent selling life, health, group life, and group health insurance, dedicating about 10-20% of his time. He also owns Promus Financial, a consulting business, taking about half of Joel's time.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Westport Financial Services, L.L.C.Broker
Clark/bardes Financial Services, INC.Broker
Clark-Bardes Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.