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Matthew Rea

Ameriprise Financial Services, LLC
35 Years of Experience
Scottsdale, AZ
3 DisclosuresBroker
View SEC Summary
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Matthew Rea is a registered investment advisor at Ameriprise Financial Services, LLC, based in Scottsdale, AZ, with 35 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

16220 N Scottsdale Rd, Ste 250, Scottsdale, AZ, 85254

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2000
Settled
Customer Dispute
June 1999
Settled
Customer Dispute
June 1999
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
June 2009 - Present · 17 yrs 4 mos
Ameriprise Financial Services, LLC
April 2009 - Present · 17 yrs 6 mos
Ameriprise Financial Services, LLCBroker
April 2009 - Present · 17 yrs 6 mos
Previous Registrations
Ameriprise Advisor Services, INC.
June 2003 - October 2009 · 6 yrs 4 mos
Ameriprise Advisor Services, INC.Broker
May 2002 - October 2009 · 7 yrs 5 mos
Chicago Investment Group, INC.Broker
March 2000 - June 2000 · 3 mos
First Albany CorporationBroker
March 1998 - October 1999 · 1 yr 7 mos
Olde Discount CorporationBroker
October 1994 - March 1998 · 3 yrs 5 mos
Dickinson & CO.Broker
October 1993 - October 1994 · 1 yr
Gruntal & CO. IncorporatedBroker
September 1992 - October 1993 · 1 yr 1 mo
Painewebber IncorporatedBroker
November 1991 - September 1992 · 10 mos
Prudential Securities IncorporatedBroker
October 1990 - September 1991 · 11 mos
American Express Financial Advisors INC.Broker
June 1989 - November 1990 · 1 yr 5 mos
Ids Life Insurance CompanyBroker
June 1989 - November 1990 · 1 yr 5 mos
First Investors CorporationBroker
January 1989 - May 1989 · 4 mos
State Registrations34 states
ARAZCACOCTFLGAHIIAIDILKSLAMAMEMIMNMTNCNENHNVNYOHOKORPASCTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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