David Royal
David Royal is a registered investment advisor at Royal & Associates, INC., based in Los Angeles, CA, with 37 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Royal & Associates charges for investment advisory services on a fee-only basis, either as a flat fee or at an hourly rate. David Royal's standard hourly rate is $865, but this may be adjusted. Flat fees are quoted based on the scope of work. Fees are subject to negotiation. Royal does not accept performance-based fees.
Location
Los Angeles, CA
Get directionsHistory
Regulatory History (8)
Judgment / Lien
January 2006Judgment / Lien
March 2005Customer Dispute
July 2004Judgment / Lien
June 2004Judgment / Lien
February 2002Judgment / Lien
March 1997Regulatory
February 1989Customer Dispute
January 1982Other Business Activities
David is the president of Royal/Ganns Corp, the general partner of a limited partnership, dedicating minimal time to this investment-related activity. He is also a partner in Royal/Ganns Ptnsp, a real estate investment firm, and president of T.G.A., Inc., an entrepreneurial activity that includes ownership in Lending Universe, Inc.
Employment History
Current Registrations
Royal & Associates, INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.