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Rodney Schmitz

33 Years of Experience
Chesterfield, MO
2 DisclosuresBroker

Rodney Schmitz is a registered investment advisor at Ameriprise Financial Services, LLC, based in Chesterfield, MO, with 33 years of industry experience. Rodney is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

14755 N Outer 40 Rd, Ste 500, Chesterfield, MO, 63017

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2009
Denied
Customer Dispute
September 2002
Denied
Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2009 - Present · 17 yrs
Ameriprise Financial Services, LLC
October 2009 - Present · 17 yrs
Ameriprise Financial Services, LLCBroker
October 2009 - Present · 17 yrs
Previous Registrations
Ameriprise Advisor Services, INC.
September 2004 - October 2009 · 5 yrs 1 mo
Rsm Mcgladrey, INC.
October 2002 - July 2003 · 9 mos
Ameriprise Advisor Services, INC.Broker
November 1994 - October 2009 · 14 yrs 11 mos
Jonathan Alan & CO., INC.Broker
October 1989 - April 1990 · 6 mos
Hibbard Brown & CO., INC.Broker
April 1989 - October 1989 · 6 mos
J. W. Gant & Associates, INC.Broker
January 1989 - April 1989 · 3 mos
State Registrations19 states
ARAZCADCFLIAILKSMAMOMTNCNJOHOKPATXVirgin IslandsWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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