Simone Gladstone is a CFP-designated registered investment advisor, based in Waterford, CT, with 34 years of industry experience.
Location
426 Boston Post Road, Suite A, Waterford, CT, 06385
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Simone is an owner/member and investment advisor representative (IAR) at Compass Rose Strategic Partners LLC, dedicating most of her time to comprehensive financial planning. She also has an insurance business offering various products like LTC, term life, VUL life insurance, and fixed annuities, spending minimal time on this activity.
Employment History
Current Registrations
Vanderbilt Securities, LLCBroker
Compass Rose Strategic Partners LLC
Previous Registrations
Triad Advisors LLCBroker
Morgan Stanley
Morgan StanleyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations21 states
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