Travis Gladstone is a registered investment advisor at Compass Rose Strategic Partners LLC, based in Waterford, CT. Travis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 153 clients with $87M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1.0M - $3.0M | 1.10% |
| $3M+ | 1.00% |
Fees may be negotiable in some instances. Clients also pay fees to third-party managers, with the total program fee not exceeding 3.00%.
Fee Estimator
Location
426 Boston Post Road, Suite A, Waterford, CT, 06385
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Compass Rose Strategic Partners LLC
Vanderbilt Securities, LLCBroker
Previous Registrations
Thrivent Investment Management INC.Broker
State Registrations1 state
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