Keith Ellen
Keith Ellen is a registered investment advisor at Osaic Wealth, INC., based in Woodland Hills, CA, with 36 years of industry experience. Keith operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
6200 Canoga Ave., Suite #375, Woodland Hills, CA, 91367
Get directionsHistory
Regulatory History (7)
Customer Dispute
August 2019Customer Dispute
February 2013Customer Dispute
July 2009Customer Dispute
June 2002Customer Dispute
August 1999Customer Dispute
April 1999Customer Dispute
June 1998Other Business ActivitiesSells Insurance
Keith is an agent for Unicorn Insurance Services, branding the business for another agent, and sells term, indexed, and long-term care insurance policies. Keith is also an Investment Advisor Representative with Securities America Advisors, Inc. and spends nearly full-time on his company, KGE Wealth Management.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
American Financial Network Advisory Services, LLC
Securities America Advisors, INC.
Securities America, INC.Broker
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Wm Financial Services, INC.Broker
Great Western Financial Securities CorporationBroker
Royal Alliance Associates, INC.Broker
Glenfed Brokerage ServicesBroker
Financial West GroupBroker
Unicorp Financial GroupBroker
Royal Alliance Associates, INC.Broker
Unicorp Financial GroupBroker
Great Western Financial Securities CorporationBroker
Royal Alliance Associates, INC.Broker
Integrated Resources Equity CorporationBroker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.