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Leo Vassallo

International Assets Investment Management, LLC
37 Years of Experience
Syracuse, NY
3 Disclosures
View SEC Summary
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Leo Vassallo is a registered investment advisor at International Assets Investment Management, LLC, based in Syracuse, NY, with 37 years of industry experience. Leo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 5,961 clients with $2.6B in assets under management.

International Assets Investment Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
121 advisors
Number of Clients
5,961 clients
Average Client Portfolio
$431K average
Assets Under Management
$2.6B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Fees are negotiable up to an annual maximum of 3.00% depending on portfolio size, transaction fee inclusion, and service complexity.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

120 E. Washington Street, Suite 1003, Syracuse, NY, 13202

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
November 2024
Final
Employment Separation After Allegations
June 2021
Customer Dispute
March 2006
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Leo is an advisor with International Assets Investment Management LLC and owner/advisor with L R Vassallo & Associates, Inc. He spends about a quarter of his time on each of these activities.

Employment History
Current Registrations
International Assets Investment Management, LLC
August 2021 - Present · 5 yrs 2 mos
Previous Registrations
International Assets Advisory, LLCBroker
June 2021 - October 2024 · 3 yrs 4 mos
LPL Financial LLC
July 2020 - July 2021 · 1 yr
LPL Financial LLCBroker
June 2020 - July 2021 · 1 yr 1 mo
Cambridge Investment Research Advisors, INC.
April 2013 - July 2020 · 7 yrs 3 mos
Cambridge Investment Research, INC.Broker
April 2013 - July 2020 · 7 yrs 3 mos
LPL Financial LLC
September 2006 - April 2013 · 6 yrs 7 mos
LPL Financial LLCBroker
September 2006 - April 2013 · 6 yrs 7 mos
Merrill Lynch Pierce Fenner & Smith INC.
March 1998 - August 2006 · 8 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1998 - August 2006 · 8 yrs 5 mos
Painewebber IncorporatedBroker
March 1989 - March 1998 · 9 yrs
State Registrations1 state
NY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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