Leo Vassallo
Leo Vassallo is a registered investment advisor at International Assets Investment Management, LLC, based in Syracuse, NY, with 36 years of industry experience. Leo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 5,961 clients with $2.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IAIM charges an annual asset-based investment advisory fee up to 3.00%, negotiated between the client and the investment advisor representative (IAR). The fee depends on factors like the size of the relationship, inclusion/exclusion of transaction fees, and complexity of services. Fees are typically based on the market value of assets under management at the end of the prior month or quarter, but may be offered as a fixed quarterly fee. Clients also pay transaction fees for each trade, including no-transaction-fee mutual funds. IAIM may recommend third-party asset managers (TPAMs), in which case the client's overall fees will include IAIM's fee plus the TPAM's fees.
Location
120 E. Washington Street, Suite 1003, Syracuse, NY, 13202
Get directionsHistory
Regulatory History (3)
Regulatory
November 2024Employment Separation After Allegations
June 2021Customer Dispute
March 2006Other Business Activities
Leo is an advisor with International Assets Investment Management LLC and owner/advisor with L R Vassallo & Associates, Inc. He spends about a quarter of his time on each of these activities.
Employment History
Current Registrations
International Assets Investment Management, LLC
Previous Registrations
International Assets Advisory, LLCBroker
LPL Financial LLC
LPL Financial LLCBroker
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Painewebber IncorporatedBroker
State Registrations1 state
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