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Thomas Halloran

35 Years of Experience
Wellesley, MA
Broker

Thomas Halloran is a registered investment advisor, based in Wellesley, MA, with 35 years of industry experience.

Location

Wellesley, MA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Thomas is a host committee member for Good Sports, an author of a children's book, and a board member for Junior Achievement of Northern New England. He also works as a consultant participating in paid focus groups about financial services, dedicating minimal time to each activity.

Employment History
Current Registrations
Cetera Advisors LLC
January 2024 - Present · 2 yrs 6 mos
Cetera Advisors LLCBroker
January 2024 - Present · 2 yrs 6 mos
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLC
June 2021 - Present · 5 yrs 1 mo
Cetera Wealth Services, LLCBroker
June 2021 - Present · 5 yrs 1 mo
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
November 2013 - June 2021 · 7 yrs 7 mos
Voya Financial Advisors, INC.Broker
November 2013 - June 2021 · 7 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2010 - November 2013 · 2 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2010 - November 2013 · 2 yrs 11 mos
Putnam Investment Management, LLC
May 2008 - November 2009 · 1 yr 6 mos
Putnam Retail Management Limited PartnershipBroker
April 1989 - November 2009 · 20 yrs 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
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Exams
No exam information available for this advisor.