John Emig is a registered investment advisor at Cetera Investment Advisers LLC, based in Scottsdale, AZ, with 9 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...
Location
Scottsdale, AZ
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Previous Registrations
Cetera Advisor Networks LLC
December 2022 - June 2023 · 6 mos
Efc Financial Services, LLC
February 2013 - April 2013 · 2 mos
Lwi Financial INC.
May 2010 - September 2012 · 2 yrs 4 mos
Tribeca Advisors, LLC
April 2009 - May 2010 · 1 yr 1 mo
Tribeca Financial, LLC
November 2008 - November 2009 · 1 yr
Cambridge Investment Research Advisors, INC.
January 2007 - September 2008 · 1 yr 8 mos
Zacks Investment Management, INC.
February 2006 - January 2007 · 11 mos
State Registrations1 state
AZ
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.