Zacks Investment Management manages investment portfolios primarily on a discretionary basis for individuals, families, and institutions. The firm offers a wide range of investment strategies, including dividend growth, quantitative stock selection, international equities, fixed income, and environmental, social, and governance focused portfolios. Clients can access services through various programs such as the Retail Wealth Management Program, Zacks Strategies Direct, and Zacks Advantage, which uses exchange-traded funds based on individual risk tolerance. Zacks Investment Management utilizes a hybrid research process combining quantitative models and qualitative oversight. The firm manages billions in assets and tailors portfolios according to client objectives while allowing reasonable restrictions on security holdings.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.80% |
| $500K - $1.0M | 1.65% |
| $1.0M - $1.5M | 1.50% |
| $1.5M - $2.0M | 1.45% |
| $2.0M - $2.5M | 1.35% |
| $2.5M - $3.0M | 1.30% |
| $3.0M - $3.5M | 1.25% |
| $3.5M - $4.0M | 1.20% |
| $4.0M - $4.5M | 1.15% |
| $4.5M - $5.0M | 1.10% |
| $5.0M - $10.0M | 1.05% |
| $10M+ | 1.00% |
Fees are payable quarterly in advance. Fixed-income accounts and other strategies have alternative fee schedules.