DW
DW

David Houghton Wood

36 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
79 advisors
Number of Clients
4,121 clients
Average Client Portfolio
$303K average
Assets Under Management
$1.2B

Fee Structure

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Location

100 W. Lawrence Street, Suite 304, Appleton, WI, 54911

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David is involved in several business activities, including DBAs for LPL business, advertising and marketing services, and real estate rental. He dedicates a full-time commitment to providing investment advisory services through Gateway Wealth Partners, LLC.

Employment History
Current Registrations
Gateway Wealth Partners, LLC
October 2022 - Present · 3 yrs 4 mos
LPL Financial LLC
November 2017 - Present · 8 yrs 3 mos
LPL Financial LLCBroker
November 2017 - Present · 8 yrs 3 mos
Previous Registrations
Advisors' Pride INC.
March 2022 - October 2022 · 7 mos
LPL Financial LLC
November 2017 - August 2022 · 4 yrs 9 mos
National Planning Corporation ("npc of America" in Fl & Ny)
March 2003 - December 2017 · 14 yrs 9 mos
National Planning CorporationBroker
February 2003 - November 2017 · 14 yrs 9 mos
Washington Square Securities, INC.
February 1999 - February 2003 · 4 yrs
Washington Square Securities, INC.Broker
July 1994 - February 2003 · 8 yrs 7 mos
Buell Securities CORP.Broker
September 1992 - July 1994 · 1 yr 10 mos
Fechtor, Detwiler & CO., INC.Broker
March 1989 - October 1992 · 3 yrs 7 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
David Houghton Wood - Financial Advisor | TrueAdvisor