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TN
CFP
TN
CFP

Ted Norman

Ameriprise Financial Services, LLC
37 Years of Experience
Rapid City, SD
1 DisclosureBroker
View SEC Summary
View SEC Summary

Ted Norman is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Rapid City, SD, with 37 years of industry experience. Ted is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12908 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

731 Saint Joseph St Ste 220, Rapid City, SD, 57701

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2020
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Ted owns multiple real estate properties, including multi-family and commercial properties. He also has ownership in other businesses, dedicating minimal time to these ventures.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
November 2009 - Present · 16 yrs 11 mos
Ameriprise Financial Services, LLC
November 2009 - Present · 16 yrs 11 mos
Ameriprise Financial Services, LLCBroker
November 2009 - Present · 16 yrs 11 mos
Previous Registrations
Securities America, INC.Broker
January 2010 - November 2010 · 10 mos
Wells Fargo Advisors, LLC
January 2008 - November 2009 · 1 yr 10 mos
Wells Fargo Advisors, LLCBroker
January 2008 - November 2009 · 1 yr 10 mos
A. G. Edwards & Sons, INC.
December 2006 - January 2008 · 1 yr 1 mo
A. G. Edwards & Sons, INC.Broker
November 1995 - January 2008 · 12 yrs 2 mos
Dain Bosworth IncorporatedBroker
March 1989 - December 1995 · 6 yrs 9 mos
State Registrations32 states
AKARAZCACOFLHIIAIDILKSKYMIMNMOMTNCNDNENMNVOHORPASCSDTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Ted Norman - Financial Advisor | TrueAdvisor