Sandra Schwan
Sandra Schwan is a registered investment advisor at Ameriprise Financial Services, LLC, based in Rapid City, SD, with 29 years of industry experience. Sandra operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
731 Saint Joseph St Ste 220, Rapid City, SD, 57701
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
June 2018Other Business Activities
Sandra is a partner in Main Street Investments, an LLP created to manage shared office expenses. She also serves as Past President for Schwan and is a committee member for Schwan, dedicating minimal time to each role.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Spectrum Capital, INC.Broker
Edward JonesBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.