James Warfield
James Warfield is a registered investment advisor at Beacon Capital Management, INC., based in Dayton, OH, with 29 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 13,893 clients with $4.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.55% |
| $500K - $1000K | 0.35% |
| $1M+ | 0.15% |
Direct account advisory fees are negotiable between Beacon and the custodian, Platform Provider, or Retail Advisor. Custom Portfolio Solutions also adhere to this fee schedule. Average Daily Values of Client accounts under $72,728 will be charged more than 0.55% annually because of the $400.00 minimum annual fee. Fees for model delivery advisory services range from 0.20% to 0.60% per year. Fees for supervisory services are negotiated on a Client-by-Client basis. The overall fee - including any Retail Advisor fee - will be the greater of 1.8% annually or $400 minimum per year.
Fee Estimator
Location
7777 Washington Village Drive, Suite 280, Dayton, OH, 45459
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Beacon Capital Management, INC.
Sammons Financial Network, LLC
Sammons Financial Network, LLCBroker
Previous Registrations
Advisors Asset Management, INC.
Advisors Asset Management, INC.Broker
Pacer Financial, INC.Broker
Aig Capital Services, INC.Broker
Icon Advisers, INC.
Icon Distributors, INC.Broker
Victory Capital Advisers, INC.Broker
Rs Funds Distributor LLCBroker
Virtus Investment Advisers, INC.
Vp Distributors LLCBroker
G.distributors, LLCBroker
Gabelli & Company, INC.Broker
Palmetto Advisory GroupBroker
UBS Global Asset Management (US) INC.Broker
UBS Painewebber INC.Broker
Liberty Funds Distributor, INC.Broker
Franklin/templeton Distributors, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.