Katherine Pierce
Katherine Pierce is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Tampa, FL, with 34 years of industry experience. Katherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
1511 N West Shore Blvd, Suite 800, Tampa, FL, 33607
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
A. G. Edwards & Sons, INC.Broker
Schneider Securities, INC.Broker
Cohig & Associates, INC.Broker
Kober Financial CORP.Broker
Network 1 Financial Securities INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.