Michael Chapman
Michael Chapman is a registered investment advisor at LPL Financial LLC, based in Southern Pines, NC, with 37 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
250 W. Pennsylvania Ave., Southern Pines, NC, 28387
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 2005Other Business ActivitiesSells Insurance
Michael operates his LPL business under the DBA Good Life Financial Advisors since May 2021. He also works with Good Life Insurance Agency selling non-variable insurance since May 2021.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
RBC Dain Rauscher INC.Broker
RBC Centura Securities, INC.Broker
Edward JonesBroker
Dean Witter Reynolds INC.Broker
Shearson Lehman Hutton INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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