Michael Chapman
Michael Chapman is a registered investment advisor at LPL Financial LLC, based in Southern Pines, NC, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
250 W. Pennsylvania Ave., Southern Pines, NC, 28387
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Regulatory History (1)
Customer Dispute
December 2005Other Business ActivitiesSells Insurance
Michael operates his LPL business under the DBA Good Life Financial Advisors since May 2021. He also works with Good Life Insurance Agency selling non-variable insurance since May 2021.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
RBC Dain Rauscher INC.Broker
RBC Centura Securities, INC.Broker
Edward JonesBroker
Dean Witter Reynolds INC.Broker
Shearson Lehman Hutton INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.