Tracey Mcinnis is a CFP-designated registered investment advisor at LPL Financial LLC, based in Southern Pines, NC, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
780 NW Broad St, Ste #510, Southern Pines, NC, 28387-4102
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Tracey is involved in several outside business activities. She owns TRA-KAT Holdings, LLC, a real estate rental business, and her wife's family farm holding company, Ed-Mar Farms, LLC. Tracey also serves as a board member for Family Promise of Moore County.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Banc of America Investment Services, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.