Rodney Clark
Rodney Clark is a CFP-designated registered investment advisor at Spc, based in Ann Arbor, MI, with 36 years of industry experience. Rodney operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 30,881 clients with $5.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SPC offers investment management through the SIGMA Managed Account program. Clients pay an annual account management fee based on a percentage of their account assets. The fee includes a program fee and the IAR's compensation. For example, if your account AUM is $1,500,000, the first $500,000 is billed at 2.50%, the next $250,000 at 1.75%, the next $250,000 at 1.50%, and the remaining $500,000 at 1.25%. The maximum annual advisory fee is 2.5%. The program fee is 0.15% on all assets. There is a $30 minimum annual program fee.
SPC also offers direct-at-fund programs where clients pay an annual asset-based investment management fee of 0.5%.
Location
300 Parkland Plaza, Ann Arbor, MI, 48103
Get directionsHistory
Regulatory History (3)
Customer Dispute
August 2016Regulatory
March 2014Employment Separation After Allegations
February 2012Other Business ActivitiesSells Insurance
Rodney is an independently licensed insurance agent appointed with various insurance companies. He sells fixed insurance products (life, annuity, and health) through Rod Clark Financial Services, Inc., dedicating a few hours per week to this activity.
Employment History
Current Registrations
Spc
Sigma Financial CorporationBroker
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Sigma Financial CorporationBroker
Corelink Financial, INC.Broker
Comerica SecuritiesBroker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
Mariner Financial Services, INC.Broker
Blinder, Robinson & CO., INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.