Andrew Yost is a registered investment advisor, based in Mooresville, NC, with 25 years of industry experience.
Location
Mooresville, NC
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
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Andrew is a senior advisor at Rosso Financial Group, a financial services firm, since 2016. He dedicates about 10-20% of his time to sales and account management, with a few hours per week during trading hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2024 - Present · 2 yrs 3 mos
Cetera Wealth Services, LLC
February 2024 - Present · 2 yrs 3 mos
Cetera Wealth Services, LLCBroker
February 2024 - Present · 2 yrs 3 mos
Previous Registrations
Newbridge Securities CorporationBroker
October 2021 - February 2024 · 2 yrs 4 mos
Newbridge Financial Services Group, INC.
October 2021 - February 2024 · 2 yrs 4 mos
LPL Financial LLC
January 2021 - October 2021 · 9 mos
LPL Financial LLCBroker
January 2021 - October 2021 · 9 mos
Regal Advisory Services, INC.
November 2016 - March 2021 · 4 yrs 4 mos
Regal Securities, INC.Broker
August 2016 - March 2021 · 4 yrs 7 mos
Wells Fargo Securities, LLCBroker
July 2003 - August 2015 · 12 yrs 1 mo
Wachovia Securities, LLCBroker
February 2002 - July 2003 · 1 yr 5 mos
Painewebber IncorporatedBroker
August 1998 - October 2000 · 2 yrs 2 mos
A. G. Edwards & Sons, INC.Broker
April 1989 - October 1989 · 6 mos
State Registrations3 states
NCNJNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.