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Michael Castillo
36 Years of Experience
Denver, CO
1 DisclosureBroker
Michael Castillo is a registered investment advisor at Key Investment Services LLC, based in Denver, CO, with 36 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 27,533 clients with $6.1B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
629 advisors
Number of Clients
27,533 clients
Average Client Portfolio
$222K average
Assets Under Management
$6.1B
Fee Structure
Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$130
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.40% |
| $1M+ | 1.00% |
KIS's program fees are negotiable, but will never exceed the Program Fee schedule. This does not include the Investment Manager or Model Strategist fee.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
1675 Broadway, Denver, CO, 80202
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 1995Award / Judgment
Employment History
Current Registrations
Key Investment Services LLCBroker
July 2022 - Present · 3 yrs 10 mos
Key Investment Services LLC
July 2022 - Present · 3 yrs 10 mos
Previous Registrations
U.S. Bancorp Investments, INC.Broker
October 2016 - June 2022 · 5 yrs 8 mos
U.S. Bancorp Investments, INC.
October 2016 - June 2022 · 5 yrs 8 mos
Strategic Advisers, INC.
July 2010 - October 2016 · 6 yrs 3 mos
Fidelity Brokerage Services LLCBroker
July 2010 - October 2016 · 6 yrs 3 mos
Northern Trust Securities, INC.Broker
December 2007 - May 2010 · 2 yrs 5 mos
Northern Trust Securities, INC
December 2007 - December 2009 · 2 yrs
Banc of America Investment Services, INC.
May 2005 - December 2007 · 2 yrs 7 mos
Banc of America Investment Services, INC.Broker
May 2005 - December 2007 · 2 yrs 7 mos
Strategic Advisers, INC.
July 1997 - July 2005 · 8 yrs
Fidelity Brokerage Services LLCBroker
June 1992 - August 2003 · 11 yrs 2 mos
Gna Securities, INC.Broker
November 1990 - June 1992 · 1 yr 7 mos
Dean Witter Reynolds INC.Broker
March 1989 - November 1990 · 1 yr 8 mos
State Registrations4 states
CACOIDUT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.