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Terrence Colen

Independent Advisor Alliance, LLC
36 Years of Experience
Charlotte, NC
1 DisclosureBrokerSells Insurance
View SEC Summary
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Terrence Colen is a registered investment advisor at Independent Advisor Alliance, LLC, based in Charlotte, NC, with 36 years of industry experience. Terrence is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 45,002 clients with $17B in assets under management.

Independent Advisor Alliance, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
303 advisors
Number of Clients
45,002 clients
Average Client Portfolio
$383K average
Assets Under Management
$17.2B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual advisory fee is 2.00%. Fees are negotiable and may vary based on account size, complexity, and services included.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

525 N. Tryon Street, 16th Floor and 17th Floor, Charlotte, NC, 28202

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2015
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Terrence spends about half of his time with Blackbridge Financial and Independent Advisor Alliance as a registered investment advisor. He also dedicates minimal time as an advisor/agent for Financial Independence Group (FIG) & Sage Insurance Partners, selling non-variable insurance.

Employment History
Current Registrations
Independent Advisor Alliance, LLC
March 2015 - Present · 11 yrs 7 mos
LPL Financial LLC
February 2015 - Present · 11 yrs 8 mos
LPL Financial LLCBroker
February 2015 - Present · 11 yrs 8 mos
Previous Registrations
LPL Financial LLC
September 2018 - September 2019 · 1 yr
CUNA Brokerage Services, INC.
October 2005 - February 2015 · 9 yrs 4 mos
CUNA Brokerage Services, INC.Broker
July 2002 - February 2015 · 12 yrs 7 mos
VALIC Financial Advisors, INC.Broker
August 1999 - February 2002 · 2 yrs 6 mos
The Variable Annuity Marketing CompanyBroker
April 1989 - December 2001 · 12 yrs 8 mos
State Registrations17 states
ALCACODCFLGAHILAMDNCNYOHSCTNTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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