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Jon Nee

Independent Advisor Alliance, LLC
24 Years of Experience
Charlotte, NC
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

Jon Nee is a registered investment advisor at Independent Advisor Alliance, LLC, based in Charlotte, NC, with 24 years of industry experience. Jon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 45,002 clients with $17B in assets under management.

Independent Advisor Alliance, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
303 advisors
Number of Clients
45,002 clients
Average Client Portfolio
$383K average
Assets Under Management
$17.2B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual advisory fee is 2.00%. Fees are negotiable and may vary based on account size, complexity, and services included.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Charlotte, NC

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
June 2006
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jon receives compensation from investment-related sales of insurance and annuities through the firm and its affiliates. This activity is investment-related.

Employment History
Current Registrations
Independent Advisor Alliance, LLC
September 2025 - Present · 1 yr 1 mo
Previous Registrations
Eastover Capital Management
May 2019 - September 2025 · 6 yrs 4 mos
Ftb Advisors, INC.
November 2016 - March 2019 · 2 yrs 4 mos
Ftb Advisors, INC.Broker
November 2016 - March 2019 · 2 yrs 4 mos
Wells Fargo Advisors, LLC
February 2012 - October 2016 · 4 yrs 8 mos
Wells Fargo Advisors, LLCBroker
February 2012 - October 2016 · 4 yrs 8 mos
Fifth Third Securities, INC.
August 2009 - February 2012 · 2 yrs 6 mos
Fifth Third Securities, INC.Broker
July 2009 - February 2012 · 2 yrs 7 mos
Oppenheimer & CO. INC.
April 2009 - July 2009 · 3 mos
Oppenheimer & CO. INC.Broker
March 2009 - July 2009 · 4 mos
Stanford Group Company
August 2006 - March 2009 · 2 yrs 7 mos
Stanford Group CompanyBroker
August 2006 - March 2009 · 2 yrs 7 mos
Banc of America Investment Services, INC.
January 2003 - June 2006 · 3 yrs 5 mos
Banc of America Investment Services, INC.Broker
February 2002 - June 2006 · 4 yrs 4 mos
Banc of America Investment Services, INC.Broker
May 2001 - November 2001 · 6 mos
State Registrations1 state
NC
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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