Jon Nee
Jon Nee is a registered investment advisor at Independent Advisor Alliance, LLC, based in Charlotte, NC, with 24 years of industry experience. Jon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 34,127 clients with $14B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IAA offers asset management services where they manage your investments based on your goals, time horizon, and risk tolerance. The annual advisory fee is a maximum of 2.00% of the market value of your account, including cash holdings. This fee may also include financial planning and consulting services. The advisory fee is negotiable. Fees are billed quarterly in advance.
Location
Charlotte, NC
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Regulatory History (1)
Employment Separation After Allegations
June 2006Other Business ActivitiesSells Insurance
Jon receives compensation from investment-related sales of insurance and annuities through the firm and its affiliates. This activity is investment-related.
Employment History
Current Registrations
Independent Advisor Alliance, LLC
Previous Registrations
Eastover Capital Management
Ftb Advisors, INC.Broker
Ftb Advisors, INC.
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Stanford Group Company
Stanford Group CompanyBroker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.