Jeffrey Wallace
Jeffrey Wallace is a registered investment advisor at Integrity Alliance, LLC, based in Omaha, NE, with 35 years of industry experience. Jeffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 14,148 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrity Alliance offers investment management through various programs.
Edge Program:
- Fees include a program fee (up to 0.35% annually), an advisor fee (up to 2.00% annually), and potential third-party sub-advisor fees.
Select Program:
- Fees range from 1.00% to 2.80% annually on the first $1,000,000, 1.00% to 2.20% on the next $2,000,000, and 0.50% to 1.75% on assets over $3,000,000.
- A 0.10% trading platform fee is added to the maximum account fee for accounts with the broker-dealer arm.
Fees are assessed on all assets, including cash and money market balances. Margin accounts may incur additional fees. Fees are typically charged quarterly in advance, pro-rated for mid-quarter openings, and adjusted for significant deposits or withdrawals.
Location
15808 W Dodge Rd, Suite 200, Omaha, NE, 68118
Get directionsHistory
Regulatory History (2)
Judgment / Lien
July 2009Judgment / Lien
May 2008Other Business ActivitiesSells Insurance
Jeffrey is an insurance agent with Wallace Insurance Sales since 1987, selling various insurance products and dedicating a few hours per week. He is also an investment advisor representative (IAR) with TR Financial since 2024, spending nearly full-time hours on securities business.
Employment History
Current Registrations
Integrity Alliance, LLC
Integrity Alliance, LLC.Broker
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Sunset Financial Services, INC.Broker
Equitrust Marketing Services, LLCBroker
Nylife Securities INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.