Monte Peterson
Monte Peterson is a registered investment advisor at Integrity Alliance, LLC, based in Omaha, NE, with 28 years of industry experience. Monte operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 14,148 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrity Alliance offers investment management through various programs.
Edge Program:
- Fees include a program fee (up to 0.35% annually), an advisor fee (up to 2.00% annually), and potential third-party sub-advisor fees.
Select Program:
- Fees range from 1.00% to 2.80% annually on the first $1,000,000, 1.00% to 2.20% on the next $2,000,000, and 0.50% to 1.75% on assets over $3,000,000.
- A 0.10% trading platform fee is added to the maximum account fee for accounts with the broker-dealer arm.
Fees are assessed on all assets, including cash and money market balances. Margin accounts may incur additional fees. Fees are typically charged quarterly in advance, pro-rated for mid-quarter openings, and adjusted for significant deposits or withdrawals.
Location
15808 W Dodge Rd, Suite 200, Omaha, NE, 68118
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2021Customer Dispute
August 2012Other Business ActivitiesSells Insurance
Monte is the owner of TR Financial and President of Peterson Investment Management, spending about 10-20% of his time and nearly full-time, respectively, on these securities-related businesses. He also works a few hours per week as an insurance agent selling fixed insurance products, and owns several other businesses including a building, farms, and a cabin.
Employment History
Current Registrations
Integrity Alliance, LLC
Integrity Alliance, LLC.Broker
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Cetera Advisors LLC
Cetera Advisors LLCBroker
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
Vestax Securities CorporationBroker
Royal Alliance Associates, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.