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Michael Bergman

Cetera Investment Advisers LLC
55 Years of Experience
Danbury, CT
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Michael Bergman is a registered investment advisor at Cetera Investment Advisers LLC, based in Danbury, CT, with 55 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

8 Enclave Drive, Danbury, CT, 06810

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History

Regulatory History (1)
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Customer Dispute
November 1993
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Michael is an independent insurance agent since 1993, selling disability, fixed annuities, life/accident/health, and long-term care insurance. He also operates Synergy Life Insurance Strategies LLC as a DBA for his insurance business, dedicating about 20% of his time to it.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 4 mos
Cetera Wealth Services, LLCBroker
September 2013 - Present · 13 yrs 1 mo
Previous Registrations
Cetera Advisor Networks LLC
September 2013 - June 2023 · 9 yrs 9 mos
Metlife Securities INC.Broker
April 2007 - January 2012 · 4 yrs 9 mos
Walnut Street Securities, INC.
July 2006 - September 2013 · 7 yrs 2 mos
Walnut Street Securities, INC.Broker
August 2003 - September 2013 · 10 yrs 1 mo
Walnut Street Securities, INC.
August 2003 - March 2006 · 2 yrs 7 mos
Metropolitan Life Insurance CompanyBroker
August 2000 - July 2007 · 6 yrs 11 mos
Nathan & Lewis Securities, INC.
July 1994 - August 2003 · 9 yrs 1 mo
Nathan & Lewis Securities, INC.Broker
June 1994 - August 2003 · 9 yrs 2 mos
Equico Securities, INC.Broker
October 1980 - October 1993 · 13 yrs
The Equitable Life Assurance Society of the United StatesBroker
April 1972 - October 1993 · 21 yrs 6 mos
Cg Equity Sales CompanyBroker
May 1969 - June 1971 · 2 yrs 1 mo
State Registrations5 states
AKCTFLNJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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