Michael Bergman
Michael Bergman is a registered investment advisor at Cetera Investment Advisers LLC, based in Danbury, CT, with 55 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
8 Enclave Drive, Danbury, CT, 06810
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 1993Other Business ActivitiesSells Insurance
Michael is an independent insurance agent since 1993, selling disability, fixed annuities, life/accident/health, and long-term care insurance. He also operates Synergy Life Insurance Strategies LLC as a DBA for his insurance business, dedicating about 20% of his time to it.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Metlife Securities INC.Broker
Walnut Street Securities, INC.
Walnut Street Securities, INC.Broker
Walnut Street Securities, INC.
Metropolitan Life Insurance CompanyBroker
Nathan & Lewis Securities, INC.
Nathan & Lewis Securities, INC.Broker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
Cg Equity Sales CompanyBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.