William Molloy is a registered investment advisor at Morgan Stanley, based in Sea Girt, NJ, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
2150 Highway 35, Suite 200, Sea Girt, NJ, 08750
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
June 2021 - Present · 4 yrs 11 mos
Morgan Stanley
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2010 - June 2021 · 11 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2010 - June 2021 · 11 yrs 3 mos
UBS Financial Services INC.
October 2004 - March 2010 · 5 yrs 5 mos
UBS Financial Services INC.Broker
October 2004 - March 2010 · 5 yrs 5 mos
Citigroup Global Markets INC.
May 2002 - October 2004 · 2 yrs 5 mos
Citigroup Global Markets INC.Broker
September 1999 - October 2004 · 5 yrs 1 mo
Dean Witter Reynolds INC.Broker
February 1996 - October 1999 · 3 yrs 8 mos
Natwest Investor Services CorporationBroker
August 1994 - January 1996 · 1 yr 5 mos
Mds Securities IncorporatedBroker
January 1994 - August 1994 · 7 mos
Hartford Equity Sales Company INC.Broker
June 1993 - December 1993 · 6 mos
Chemical Investor Services, INC.Broker
May 1993 - August 1994 · 1 yr 3 mos
Richard Blackman & CO., INC.Broker
November 1991 - March 1993 · 1 yr 4 mos
Dean Witter Reynolds INC.Broker
March 1989 - June 1990 · 1 yr 3 mos
State Registrations29 states
AKAZCACOCTDEFLGAHIIDILINKSMAMDMINCNJNVNYOHPASCTXUTVAVTWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.