David Powers is a registered investment advisor at LPL Financial LLC, based in Beachwood, OH, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3750 Park East Dr Suite 200, Beachwood, OH, 44122
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Regulatory History (1)
Employment Separation After Allegations
November 2018Other Business Activities
David operates his LPL business under the DBA Stratos Wealth Management. This activity is investment-related and takes up all of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Mcdonald Partners LLCBroker
Morgan Stanley
Morgan StanleyBroker
Bny Securities, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.