David Powers is a registered investment advisor at LPL Financial LLC, based in Beachwood, OH, with 14 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
3750 Park East Dr Suite 200, Beachwood, OH, 44122
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
November 2018Other Business Activities
David operates his LPL business under the DBA Stratos Wealth Management. This activity is investment-related and takes up all of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Mcdonald Partners LLCBroker
Morgan Stanley
Morgan StanleyBroker
Bny Securities, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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