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Mary Muguira

37 Years of Experience
Boise, ID
1 DisclosureBroker

Mary Muguira is a registered investment advisor at D.A. Davidson & CO., based in Boise, ID, with 37 years of industry experience. Mary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
686 advisors
IM Fee
Planning only
Assets Under Management
$41.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

101 South Capitol Boulevard, Suite 1800, Boise, ID, 83702

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2004
Denied
Other Business Activities

Mary is the Vice President of the Talavera Homeowners Association, a non-profit organization in Boise, ID. She dedicates minimal time to this investment-related activity, assisting the president and secretary/treasurer.

Employment History
Current Registrations
D.A. Davidson & CO.Broker
March 2011 - Present · 15 yrs 2 mos
D.A. Davidson & CO.
March 2011 - Present · 15 yrs 2 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - March 2011 · 1 yr 9 mos
Morgan Stanley Smith Barney LLC
June 2009 - March 2011 · 1 yr 9 mos
Citigroup Global Markets INC.
August 1996 - June 2009 · 12 yrs 10 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
March 1989 - July 1993 · 4 yrs 4 mos
State Registrations27 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mary Muguira - Financial Advisor | TrueAdvisor