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Brent Peterson

D.A. Davidson & CO.
33 Years of Experience
Boise, ID
1 DisclosureBroker
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Brent Peterson is a registered investment advisor at D.A. Davidson & CO., based in Boise, ID, with 33 years of industry experience. Brent is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 70,118 clients with $42B in assets under management.

D.A. Davidson & CO.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
695 advisors
IM Fee
Planning only
Assets Under Management
$41.8B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
  • Financial planning services — generally ranges from $1,500 to $15,000 or more depending on the complexity of the client's financial circumstances and local market considerations.
One-Time Plan:$1,500 - $15,000
View Full SEC Brochure

Location

101 South Capitol Boulevard, Suite 1800, Boise, ID, 83702

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History

Regulatory History (1)
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Customer Dispute
February 2008
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
D.A. Davidson & CO.Broker
September 2019 - Present · 7 yrs 1 mo
D.A. Davidson & CO.
September 2019 - Present · 7 yrs 1 mo
Previous Registrations
RBC Capital Markets, LLC
May 2008 - October 2019 · 11 yrs 5 mos
RBC Capital Markets, LLCBroker
May 2008 - October 2019 · 11 yrs 5 mos
Primevest Financial Services, INC.
March 2006 - May 2008 · 2 yrs 2 mos
Primevest Financial Services, INC.Broker
April 2003 - May 2008 · 5 yrs 1 mo
U.S. Bancorp Piper Jaffray INC.Broker
October 2000 - March 2003 · 2 yrs 5 mos
U.S. Bancorp Investments, INC.Broker
September 1997 - March 2003 · 5 yrs 6 mos
U.S. Bancorp SecuritiesBroker
August 1993 - September 1997 · 4 yrs 1 mo
State Registrations18 states
AZCACOFLHIIDILMIMTNENVNYORSCTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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