James Nelson
James Nelson is a CFP-designated registered investment advisor at Realta Investment Advisors, INC, based in Wilmington, DE, with 28 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 1,958 clients with $340M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Realta Investment Advisors offers investment management services through various programs. The maximum annual fee for the Advisor as Portfolio Manager (APM) program is 2.50%, billed quarterly in advance. For Unified Managed Accounts (UMA) and Separately Managed Accounts (SMA), the maximum annual fee is also 2.50%, billed quarterly in advance, excluding platform fees. The total annual fee for the client (including Realta's fee and third-party platform fees) cannot exceed 3.00%. Fees are negotiable at Realta's discretion.
Location
1201 N. Orange Street, Suite 729, Wilmington, DE, 19801
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is the Owner/President of Steward Enterprises, Inc. DBA On Point Wealth Management, where he focuses on financial planning, portfolio management, investments, and insurance/annuity sales, dedicating nearly full-time hours. He also works as a consultant for Stephenson-Nelson Funeral Home, The Sure Foundation, Inc., Harding Bell International, LLC, and DBA Tax Alpha Companies, and serves on the Board of Directors for Advent Health Central Florida Polk Region.
Employment History
Current Registrations
Realta Investment Advisors, INC
Realta Equities, INC.Broker
Previous Registrations
Kalos Management
Kalos Capital, INC.Broker
Lineweaver Wealth Advisors
Triad Advisors LLCBroker
Spc
Sigma Financial CorporationBroker
Signator Investors, INC.
Signator Investors, INC.Broker
Questar Capital CorporationBroker
Spectrum Assets, INC.
Next Financial Group, INC.Broker
Westminster Financial Securities, INC.Broker
Allen & Company of Florida, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations18 states
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