James Nelson
James Nelson is a CFP-designated registered investment advisor at Realta Investment Advisors, INC, based in Lake Wales, FL, with 28 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 6 more. Their firm serves 1,231 clients with $390M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum annualized fee is 2.50%. Fees are negotiable at the discretion of the firm or financial advisor.
Fee Estimator
Location
237 E Stuart Avenue, Lake Wales, FL, 33853
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is the Owner/President of Steward Enterprises, Inc. DBA On Point Wealth Management, where he focuses on financial planning, portfolio management, investments, and insurance/annuity sales, dedicating nearly full-time hours. He also works as a consultant for Stephenson-Nelson Funeral Home, The Sure Foundation, Inc., Harding Bell International, LLC, and DBA Tax Alpha Companies, and serves on the Board of Directors for Advent Health Central Florida Polk Region.
Employment History
Current Registrations
Realta Investment Advisors, INC
Realta Equities, INC.Broker
Previous Registrations
Kalos Management
Kalos Capital, INC.Broker
Lineweaver Wealth Advisors
Triad Advisors LLCBroker
Spc
Sigma Financial CorporationBroker
Signator Investors, INC.
Signator Investors, INC.Broker
Questar Capital CorporationBroker
Spectrum Assets, INC.
Next Financial Group, INC.Broker
Westminster Financial Securities, INC.Broker
Allen & Company of Florida, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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