MK
CFP
MK
CFP

Mark Kemp

36 Years of Experience
Harleysville, PA
1 DisclosureBrokerSells Insurance

Mark Kemp is a CFP-designated registered investment advisor at LPL Financial LLC, based in Harleysville, PA, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

331 Ruth Rd, Harleysville, PA, 19438

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 1996
Settled
Other Business ActivitiesSells Insurance

Mark owns and manages rental real estate, dedicating minimal time to these activities. He also operates Kemp Harvest Financial Group as a DBA for his LPL business, spending nearly full-time hours on securities trading, and works with Pacific Life selling fixed insurance products, spending a few hours per week.

Employment History
Current Registrations
LPL Financial LLC
November 2017 - Present · 8 yrs 6 mos
LPL Financial LLC
November 2017 - Present · 8 yrs 6 mos
LPL Financial LLCBroker
November 2017 - Present · 8 yrs 6 mos
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
May 2008 - December 2017 · 9 yrs 7 mos
National Planning CorporationBroker
March 2008 - November 2017 · 9 yrs 8 mos
Securities America, INC.Broker
October 1999 - March 2008 · 8 yrs 5 mos
The Advisors Group, INC.Broker
June 1999 - October 1999 · 4 mos
Mtl Equity Products, INC.Broker
May 1997 - May 1999 · 2 yrs
Franklin Financial Services CorporationBroker
April 1990 - April 1997 · 7 yrs
Pruco Securities CorporationBroker
March 1989 - October 1989 · 7 mos
The Prudential Insurance Company of AmericaBroker
March 1989 - October 1989 · 7 mos
State Registrations34 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.