Todd Little is a CFP-designated registered investment advisor at LPL Financial LLC, based in Harleysville, PA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
331 Ruth Rd, Harleysville, PA, 19438
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Todd operates Kemp Harvest Financial Group as a DBA for his LPL business since 2011. He also has a business entity, Victory Christian Athletic Apparel, for tax/investment purposes only, requiring minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Aberdeen Fund Distributors, LLCBroker
Foreside Fund Services, LLCBroker
Scudder Investor Services, INC.Broker
Scudder Distributors, INC.Broker
Deutsche Bank Securities INC.Broker
Icc Distributors, INC.Broker
Sei Investments Distribution CO.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.