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Collin Rigler

36 Years of Experience
2 DisclosuresBroker

Collin Rigler is a registered investment advisor at Ashton Thomas Private Wealth, based in Scottsdale, AZ, with 36 years of industry experience. Collin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 2,569 clients with $4.1B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
94 advisors
Number of Clients
2,569 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$4.1B

Fee Structure

Planning is included in investment management (also available separately)

Ashton Thomas offers investment management services through a wrap program, where you pay a single annual fee that includes investment advice, trade execution, custody, and reporting. The annual wrap program fee ranges up to 2.99%, depending on the asset composition in the account. Ashton Thomas may use independent managers, and the total advisory fee will not exceed 2.99% per year. Ashton Thomas also offers non-wrap fee based investment advisory services, where fees are negotiable and may not exceed 2.99% of the assets managed.

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Location

8605 E. Raintree Drive, Suite# 280, Scottsdale, AZ, 85260

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2022
Denied
Customer Dispute
February 1996
Settled
Employment History
Current Registrations
Ashton Thomas Securities, LLC
February 2026 - Present · 2 mos
Ashton Thomas Securities, LLC
February 2026 - Present · 2 mos
Ashton Thomas Private Wealth
February 2026 - Present · 2 mos
Ashton Thomas Securities, LLCBroker
February 2026 - Present · 2 mos
Previous Registrations
Raymond James & Associates, INC.Broker
December 2017 - February 2026 · 8 yrs 2 mos
Raymond James & Associates, INC.
December 2017 - February 2026 · 8 yrs 2 mos
RBC Capital Markets, LLC
August 2004 - December 2017 · 13 yrs 4 mos
RBC Capital Markets, LLCBroker
August 2004 - December 2017 · 13 yrs 4 mos
Jefferies Private Client Advisers, LLC
July 2003 - August 2004 · 1 yr 1 mo
Jefferies & Company, INC.Broker
June 2002 - August 2004 · 2 yrs 2 mos
Deutsche Bank Securities INC.
June 2001 - July 2002 · 1 yr 1 mo
Deutsche Bank Securities INC.Broker
January 2001 - July 2002 · 1 yr 6 mos
Db Alex. Brown LLCBroker
September 1997 - January 2001 · 3 yrs 4 mos
Alex. Brown & Sons IncorporatedBroker
June 1994 - September 1997 · 3 yrs 3 mos
Oppenheimer & CO., INC.Broker
June 1990 - July 1994 · 4 yrs 1 mo
Wainwright, Austin, Stone & CO.Broker
January 1990 - March 1990 · 2 mos
Broadway Securities, INC.Broker
April 1989 - February 1990 · 10 mos
State Registrations18 states
AZCACOCTFLIAIDILLAMEMOMTNVNYOHTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.