Ashton Thomas Securities manages investment portfolios and provides financial planning and consulting services to individuals, businesses, trusts, estates, and charitable organizations. The firm offers both discretionary investment management—where Ashton Thomas makes trades on your behalf—and non-discretionary services. Clients can choose between wrap fee programs, which bundle investment management, trade execution, and custody into a single fee, or non-wrap programs where fees for advisory services, trading, and custody are billed separately. Ashton Thomas utilizes various strategies including long-term and short-term purchases, option writing, and mutual fund or exchange-traded fund allocations. The firm also offers retirement plan consulting for employers and specialized platforms for independent advisors. Ashton Thomas frequently works with high-net-worth clients, business owners, and corporate executives seeking personalized wealth management solutions.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.99% |
Maximum annual advisory fees vary by program: FB1 up to 1.50%, FB2 up to 1.25%, FB3 up to 1.00%, Managed ETF up to 1.50%, Morningstar Portfolios up to 1.50%, and AS8/AS9/Non-wrap/Wrap programs up to 2.99%. Fees are negotiable.