Christopher Roering is a registered investment advisor at Wells Fargo Advisors, based in Worcester, MA, with 36 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
100 Front St Suite 610, 6th Floor, Worcester, MA, 01608
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Christopher has a 20% ownership in Union 4 Capital LLC, a wealth management firm, and spends a few hours per week on it. He also has 50% ownership in Ikon Private Wealth, LLC and spends about 10% of his time there.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Citigroup Global Markets INC.Broker
Legg Mason Wood Walker, IncorporatedBroker
Painewebber IncorporatedBroker
Gruntal & CO. IncorporatedBroker
Hibbard Brown & CO., INC.Broker
State Registrations20 states
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