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George Darphin

34 Years of Experience
Gulfport, MS
BrokerSells Insurance

George Darphin is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Gulfport, MS, with 34 years of industry experience. George operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

2304 19th St Ste 202, Gulfport, MS, 39501

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

George may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He is also a 25% owner of Darphin Family Farm LLC, an investment property established for estate and long-term care planning, dedicating minimal time to it.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
March 2012 - Present · 14 yrs 4 mos
Northwestern Mutual Investment Services, LLCBroker
December 1991 - Present · 34 yrs 7 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
February 1994 - January 2002 · 7 yrs 11 mos
State Registrations6 states
ALFLLAMSSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.