Claudia Stern
Claudia Stern is a registered investment advisor at Lebenthal Global Advisors, LLC, based in Charlotte, NC, with 28 years of industry experience. Claudia operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 2,276 clients with $820M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Lebenthal Global Advisors charges an annual fee for managing your investments, which includes an advisory fee and a platform fee. The total fee ranges from 1.25% to 1.75% of your portfolio's value, but the maximum possible fee is 2.40%. The fee is negotiable and will be detailed in your advisory agreement. Accounts under $800,000 are typically charged a single flat fee, while larger accounts are charged on a tiered basis. The fee is billed quarterly in advance.
Location
Charlotte, NC
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Regulatory History (2)
Customer Dispute
October 2003Criminal
June 1982Employment History
Current Registrations
Lebenthal Global Advisors, LLC
Previous Registrations
Fusion Analytics Investment Partners LLC
Fusion Analytics Investment Partners LLC
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Berkeley Securities CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.