Allen Yee
Allen Yee is a CFP-designated registered investment advisor at United Planners' Financial Services of America a Limited Partner, based in South Pasadena, CA, with 35 years of industry experience. Allen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 30,369 clients with $13B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
United Planners does not set a firm-wide investment management fee schedule. Instead, your advisor will determine an advisory fee based on the complexity of your portfolio, the services provided, and the platform used.
- The maximum annual advisory fee cannot exceed 3% of your portfolio.
- Depending on the account type (such as Pershing UPlan or third-party custodian accounts), there may be additional administration or program fees ranging from 0.05% to 0.19% per year, or flat monthly fees (such as $8 per month for certain custodian accounts).
- Your advisor will discuss and agree upon the specific fee structure with you before managing your investments.
Location
1499 Huntington Drive, Ste. 303, South Pasadena, CA, 91030
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Allen is the president of Guidant Planning, Inc., providing tax preparation, accounting, bookkeeping, and CPA services since 2000, and using the same name as a DBA for marketing purposes since 2022. He is also an agent selling non-variable insurance since 2010, and teaches at Pasadena Community College & Glendale Community College since 2000.
Employment History
Current Registrations
United Planners' Financial Services of America a Limited PartnerBroker
United Planners' Financial Services of America a Limited Partner
Previous Registrations
Cetera Investment Advisers LLC
First Allied Advisory Services, INC.
First Allied Securities, INC.Broker
First Allied Securities, INC.
Sagepoint Financial, INC.Broker
Guidant Planning, INC.
Sunamerica Securities, INC.Broker
Great Western Financial Securities CorporationBroker
Great Western Financial Securities CorporationBroker
Nylife Securities INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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