Albert May Alexander

Prospera Financial Services, INC.

36 Years of Experience

2 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningTax Planning

Prospera Financial Services, INC.

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

275 advisors

Number of Clients

15,632 clients

Average Client Portfolio

$628K average

Assets Under Management

$9.8B

Fee Structure

Minimum Investment:None

Location

5100 Poplar Ave, Suite 1501, Memphis, TN, 38137

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

June 2010

Settled

Customer Dispute

April 1997

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Albert provides fiduciary consulting services through Wunderlich & Company, dedicating full-time hours to this role. He also works as an affiliated broker for Summit Settlement Services, placing structured settlement annuity business and spending a few hours per week on this activity.

Employment History

Current Registrations

Prospera Financial Services, INC.Broker

September 2024 - Present · 1 yr 5 mos

Prospera Financial Services, INC.

September 2024 - Present · 1 yr 5 mos

Previous Registrations

B. Riley Wealth Advisors, INC.

July 2022 - September 2024 · 2 yrs 2 mos

B Riley Wealth Management

March 2004 - December 2022 · 18 yrs 9 mos

B. Riley Wealth ManagementBroker

August 2002 - September 2024 · 22 yrs 1 mo

A. G. Edwards & Sons, INC.Broker

November 1991 - August 2002 · 10 yrs 9 mos

Heidtke & Company, INC.Broker

May 1990 - November 1991 · 1 yr 6 mos

Randell Securities, INC.Broker

October 1989 - June 1990 · 8 mos

H. L. Camp & Company, INC.Broker

March 1989 - October 1989 · 7 mos

State Registrations53 states

AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.