Steven Case
Steven Case is a CFP-designated registered investment advisor at LPL Financial LLC, based in Farmington, MI, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
32305 Grand River Ave, Farmington, MI, 48336
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2019Customer Dispute
October 2012Other Business ActivitiesSells Insurance
Steven operates under two DBAs, Michigan Retirement Advisors and Michigan 401k Advisors, for his LPL business. He also owns an insurance agency, Michigan Retirement Advisors, and spends minimal time on it, plus owns a digital marketing company and a digital asset app called ReallyMake, dedicating about a quarter of his time to the latter.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Fsc Securities CorporationBroker
Fsc Securities Corporation
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Ing Financial Partners, INC.Broker
Vestax Securities CorporationBroker
Titan/value Equities Group, INC.Broker
Mariner Financial Services, INC.Broker
Princor Financial Services CorporationBroker
Pml Securities CompanyBroker
Investor Strategies, INC.Broker
Selective Security Trust Financial CORP.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.