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Jason Guttenberg

Wells Fargo Advisors
37 Years of Experience
Las Vegas, NV
2 DisclosuresBroker
View SEC Summary
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Jason Guttenberg is a registered investment advisor at Wells Fargo Advisors, based in Las Vegas, NV, with 37 years of industry experience. Jason is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

8474 Rozita Lee Ave Ste 400, Las Vegas, NV, 89113

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2007
Denied
Customer Dispute
November 2000
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jason serves as power of attorney for his mother, trustee of a family trust, and treasurer for Malibu Men's Retreat. These activities involve investment-related responsibilities and take a few hours per week.

Employment History
Current Registrations
Wells Fargo Clearing Services, LLC
July 2015 - Present · 11 yrs 3 mos
Wells Fargo Advisors
July 2015 - Present · 11 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
July 2015 - Present · 11 yrs 3 mos
Previous Registrations
UBS Financial Services INC.Broker
November 2008 - July 2015 · 6 yrs 8 mos
UBS Financial Services INC.
November 2008 - July 2015 · 6 yrs 8 mos
Morgan Stanley & CO. Incorporated
April 2007 - November 2008 · 1 yr 7 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - November 2008 · 1 yr 7 mos
Morgan Stanley
September 2002 - April 2007 · 4 yrs 7 mos
Morgan Stanley Dw INC.Broker
September 1999 - April 2007 · 7 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1996 - September 1999 · 3 yrs 5 mos
Gruntal & CO. IncorporatedBroker
January 1991 - April 1996 · 5 yrs 3 mos
Lehman Brothers INC.Broker
May 1989 - February 1991 · 1 yr 9 mos
J. W. Gant & Associates, INC.Broker
April 1989 - May 1989 · 1 mo
State Registrations15 states
ALAZCAFLIDMANJNVNYOKORTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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