Frank Barrella is a registered investment advisor, based in Jupiter, FL, with 28 years of industry experience.
Location
Jupiter, FL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Frank is an independently licensed insurance agent appointed with various companies. He is also the President/Owner of Franklin Capital Management, focusing on investment and insurance planning, dedicating full-time hours to this activity.
Employment History
Current Registrations
Sigma Financial CorporationBroker
August 2016 - Present · 9 yrs 9 mos
Spc
August 2016 - Present · 9 yrs 9 mos
Previous Registrations
Summit Financial Group INC
January 2011 - August 2016 · 5 yrs 7 mos
Summit Brokerage Services, INC.Broker
November 2010 - August 2016 · 5 yrs 9 mos
Securian Financial Services, INC.
February 2009 - November 2010 · 1 yr 9 mos
Securian Financial Services, INC.Broker
December 2008 - November 2010 · 1 yr 11 mos
Signator Investors, INC.
October 2005 - November 2008 · 3 yrs 1 mo
Signator Investors, INC.Broker
August 2004 - November 2008 · 4 yrs 3 mos
H&r Block Financial Advisors, INC.
August 2003 - August 2004 · 1 yr
H&r Block Financial Advisors, INC.Broker
August 2000 - August 2004 · 4 yrs
PFS Investments INC.Broker
July 1989 - August 1992 · 3 yrs 1 mo
State Registrations9 states
CACTFLGAMANCNYTNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.