Stephen Shipp
Stephen Shipp is a registered investment advisor at Geneos Wealth Management, INC., based in San Mateo, CA, with 34 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning. Their firm serves 14,112 clients with $5.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Geneos offers investment management services where representatives continuously monitor your account and make trades when necessary. This is offered under the VIP program, where you pay transaction charges separately, and the VIP Ultra and Axiom wrap fee programs, where advisory and transaction services are bundled into one fee. The annual fee ranges from 0.00% to 2.50% of your portfolio, with a minimum fee of 0.50%. Fees and fee structures vary by representative. Advisory accounts direct with American Funds utilizing their F2 share class will have either a tiered fee of 0.50%, 0.60%, 0.80%, or 1.00% dependent upon account balance and is not negotiable or a fixed fee of 0.75% which is not negotiable.
Location
San Mateo, CA
Get directionsHistory
Regulatory History (2)
Regulatory
February 2018Regulatory
December 2014Other Business Activities
Stephen receives book royalties from two publishers for books written by his deceased father, dedicating minimal time to this non-investment related activity. He also owns rental property and provides consulting services as the owner of Steve Shipp Consulting Services.
Employment History
Current Registrations
Geneos Wealth Management, INC.
Geneos Wealth Management, INC.Broker
Previous Registrations
Foothill Securities, INC.
Foothill Securities, INC.Broker
Geneos Wealth Management, INC.Broker
Geneos Wealth Management, INC.
Cue Financial Group, INC.
Cue Financial Group, INC.Broker
Charles Schwab & CO., INC.Broker
Financial Network Investment Corporation
Financial Network Investment CorporationBroker
A. G. Edwards & Sons, INC.Broker
Pruco Securities CorporationBroker
Irm Distributors, INC.Broker
First Eagle, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.