James Johnson
James Johnson is a ChFC-designated registered investment advisor at Sound Advisory Services INC., based in Colbert, WA, with 22 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Sound Advisory Services refers clients to Gradient Investments for investment management. Gradient Investments offers different portfolio types, each with its own annual fee:
- Strategic Portfolios: 1.00% of your portfolio
- Tactical Portfolios: 0.80% of your portfolio (Gradient Investments receives an additional 0.20% from the ETF)
- Allocation & Defined Outcome Portfolios: 0.70% of your portfolio
- Preservation Portfolios: 0.40% of your portfolio
- Client Directed Accounts: $300 annually
These fees are negotiable and assessed quarterly. There is also a $15 quarterly technology fee charged per account or investment strategy.
Location
Colbert, WA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James works as an insurance agent with Sound Investment Strategies since 2005, providing insurance sales and services.
Employment History
Current Registrations
Sound Advisory Services INC.
Previous Registrations
Hornor, Townsend & Kent, INC.
Park Avenue Securities LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.