Derek Mclean is a registered investment advisor, based in Orange, CA, with 36 years of industry experience.
Location
333 S. Anita Drive-Suite 700, Orange, CA, 92868
Get directionsHistory
Regulatory History (2)
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Customer Dispute
October 2023Settled
Customer Dispute
August 2020Settled
Other Business ActivitiesSells Insurance
Derek is an insurance agent since 2008. He also works as an Investment Advisor Representative (IAR) for Orange Capital Management Inc, dedicating full-time hours to this role.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 8 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 6 mos
Previous Registrations
First Allied Securities, INC.Broker
May 2008 - September 2022 · 14 yrs 4 mos
First Allied Advisory Services, INC.
January 2007 - November 2020 · 13 yrs 10 mos
Ffp Advisory Services INC
February 1993 - January 2007 · 13 yrs 11 mos
Ffp Securities, INC.Broker
February 1991 - May 2008 · 17 yrs 3 mos
Planner's Independent Management, INC.Broker
May 1990 - March 1991 · 10 mos
First American National Securities, INC.Broker
May 1989 - August 1990 · 1 yr 3 mos
State Registrations19 states
AZCACOCTFLIDILMAMDMTNCNMNVOHOKORTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.